Forms
Evolve Contact Sheet
Please see the attachment for Evolve's Contact Sheet. This is to be used when you would like to request access to the Evolve Client Portal and Orion for new employees of your firm. Please upload this in a case to our Technology team.
Client Packet
Please also see Client Packet Tips for helpful tips on the Client Packet.
Change of Broker/Dealer and/or Representative Authorization
The Change of Broker/Dealer and/or Representative Authorization is used to change the rep on an account from the current rep to a Mutual Securities Inc (MSI) rep. As it stands today, that rep is Randal Carson. In most cases, this form will have been ...
Corporate/Non-Corporate Resolution Authorization Form
For any Corporation, Partnership, Sole Proprietorship, Non-Profit, and LLC. accounts we will need the either the Articles of Incorporation or the Corporate/Non-Corporate Resolution Authorization Form completed. This Form is used to name the ...
Certification of Medallion Signature Guarantee Form
The Certification of Medallion Signature Guarantee form is required to be submitted with all requests for Mutual Securities, Inc. (“MSI”) to provide a Medallion Signature Guarantee stamp on transaction related paperwork. An Adviser may request a ...
Release of Information Form
Please complete the ROI and submit with the Non-Brokerage Application. The purpose of the ROI form is to release account information and other financial and personal data to you as the RIA.
Mutual Securities, INC. Form CRS - Customer Relationship Summary - September 2025
Please find a copy of the Mutual Securities, INC. Form CRS - Customer Relationship Summary - September 2025.
Durable Power of Attorney Affidavit and Indemnification Form
If you are submitting an application that has a POA on the account, we need the below supporting documents submitted along with the Non-Brokerage Application and the Change of Broker Dealer Form. The POA would sign off on all areas needed on the ...
Evolve Rebalance Form
Please use the attached form in order to request a rebalance of an account in the Evolve Program. The newest version is 10/14/2025. Please note, we must also have a signed LPOA on file.
LPOA for Non-Brokerage Accounts form
Please use this form to authorize a Limited Power of Attorney (“LPOA”) on account(s) held at a mutual fund, annuity, insurance, or 529 company (“Account(s)”). The form must be signed and dated by the client. It stays in house here at Mutual, but ...
Evolve Direct Deposit Form for Billing
Please see the attached for in order to establish Direct Deposit for receipt of payment from Mutual.