Release of Information Form

Please complete the ROI and submit with the Non-Brokerage Application. The purpose of the ROI form is to release account information and other financial and personal data to you as the RIA. 

• Related Articles

• Corporate/Non-Corporate Resolution Authorization Form

  For any Corporation, Partnership, Sole Proprietorship, Non-Profit, and LLC. accounts we will need the Corporate/Non-Corporate Resolution Authorization Form completed. This Form is used to name the individuals who are authorized to act on behalf of ...

• Evolve Rebalance Form

  Please use the attached form in order to request a rebalance of an account in the Evolve Program.

• Mutual Securities, INC. Form CRS - Customer Relationship Summary - June 2024

  Please find a copy of the Mutual Securities, INC. Form CRS - Customer Relationship Summary - June 21, 2024

• Durable Power of Attorney Affidavit and Indemnification Form

  If you are submitting an application that has a POA on the account, we need the below supporting documents submitted along with the Non-Brokerage Application and the Change of Broker Dealer Form. The POA would sign off on all areas needed on the ...

• Certification of Medallion Signature Guarantee Form

  The Certification of Medallion Signature Guarantee form is required to be submitted with all requests for Mutual Securities, Inc. (“MSI”) to provide a Medallion Signature Guarantee stamp on transaction related paperwork.  An Adviser may request a ...