Non - Resident Alien (NRA)

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• Non-Brokerage Account Application

  1) Please complete highlighted sections of the attached packet. 2) Once complete, please submit as a case in the Evolve Portal with subject line: Last Name of client, First name of the client – Registration Type 3) Please submit along with the Change ...

• Corporate/Non-Corporate Resolution Authorization Form

  For any Corporation, Partnership, Sole Proprietorship, Non-Profit, and LLC. accounts we will need the Corporate/Non-Corporate Resolution Authorization Form completed. This Form is used to name the individuals who are authorized to act on behalf of ...

• Release of Information Form

  Please complete the ROI and submit with the Non-Brokerage Application. The purpose of the ROI form is to release account information and other financial and personal data to you as the RIA. 

• Durable Power of Attorney Affidavit and Indemnification Form

  If you are submitting an application that has a POA on the account, we need the below supporting documents submitted along with the Non-Brokerage Application and the Change of Broker Dealer Form. The POA would sign off on all areas needed on the ...

• LPOA for Non-Brokerage Accounts form

  Please use this form to authorize a Limited Power of Attorney (“LPOA”) on account(s) held at a mutual fund, annuity, insurance, or 529 company (“Account(s)”). The form must be signed and dated by the client. It stays in house here at Mutual, but ...