Firms that will or will not allow Docusign on Forms

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• DocuSign Requirements

  As of April 20, 2025, any DocuSign on Mutual's paperwork will require Knowledge-Based Authentication (KBA authentication) to be shown as passed on the Certification of Completion pages. Knowledge-Based Authentication (KBA) verifies a client's ...

• Non - Resident Alien (NRA)

  When a client is a Non-Resident Alien, please complete the attached documents. Once complete, please submit with the Non-Brokerage Application.  Forms Enhanced Due Diligence Questionnaire for NRC.07-2014.pdf W8 BEN Form Individual. 07-2017.pdf ...

• Mutual Securities, INC. Form CRS - Customer Relationship Summary - September 2025

  Please find a copy of the Mutual Securities, INC. Form CRS - Customer Relationship Summary - September 2025.

• Evolve Rebalance Form

  Please use the attached form in order to request a rebalance of an account in the Evolve Program. The newest version is 10/14/2025. Please note, we must also have a signed LPOA on file.

• Durable Power of Attorney Affidavit and Indemnification Form

  If you are submitting an application that has a POA on the account, we need the below supporting documents submitted along with the Non-Brokerage Application and the Change of Broker Dealer Form. The POA would sign off on all areas needed on the ...